AI Intake Forms for Financial Advisors

Intake Forms for Financial Advisors

Know their assets, goals, and risk tolerance before the first meeting. Qualify prospects, prepare personalized recommendations.

Your time is best spent on clients who meet your minimums and genuinely need your expertise. HeyIntake helps you capture investable assets, financial goals, risk tolerance, and timeline so you can prioritize the right prospects.

Why Financial Advisors Need Smart Prospect Intake

Every meeting with an unqualified prospect is time away from serving your existing clients and growing your practice strategically.

Most advisor inquiries come with minimal context. 'I want to discuss my investments' could mean someone with $50,000 in an IRA or $5 million in complex assets. Without knowing their situation, you can't prepare relevant recommendations or even determine if they meet your client minimum.

HeyIntake transforms your prospect qualification. Before any meeting, you know their investable assets, income level, financial goals, timeline, risk tolerance, and current advisor situation. Our AI identifies prospects who match your ideal client profile and flags potential compliance considerations.

For RIAs, wealth managers, and financial planners, this means meetings with qualified prospects, personalized first conversations, and a practice full of clients you're excited to serve.

Common Challenges for Financial Advisors

Sound familiar? HeyIntake solves these problems automatically.

Unqualified Meetings

Spending an hour with prospects who don't meet your asset minimum or need services you don't offer.

Unknown Financial Picture

Walking into meetings blind, unable to prepare relevant recommendations.

Misaligned Expectations

Prospects expecting day-trading tips when you specialize in retirement planning.

Compliance Concerns

Discovering complex situations (trusts, business ownership) that require additional preparation.

Referral Follow-Up Gaps

Warm referrals going cold because qualification takes too long.

Risk Tolerance Surprises

Clients who said they're 'aggressive' panicking at the first downturn.

Example Intake Form Fields for Financial Advisors

Customize these or create your own — HeyIntake's drag-and-drop builder makes it easy.

Contact Information

  • Full name
  • Phone and email
  • Occupation and employer
  • Referral source
  • Best time to contact

Financial Snapshot

  • Approximate investable assets
  • Annual household income
  • Current retirement accounts
  • Other significant assets (real estate, business)
  • Outstanding debts

Goals & Timeline

  • Primary financial goal
  • Retirement timeline
  • Major upcoming expenses
  • Legacy/estate planning interests
  • Risk tolerance self-assessment

Current Situation

  • Do you have a current financial advisor?
  • Why are you considering a change?
  • What services are you most interested in?
  • Who else is involved in financial decisions?
  • Any specific concerns or questions?

Example Financial Advisor Intake Form

Here's what a professional prospect intake looks like:

Retirement planning
$100K-$250K
$100K-$200K
Already retired
Conservative
No
Type here...
AI-Powered Adaptive Scoring

AI-Powered Prospect Qualification for Advisors

HeyIntake's AI helps you identify ideal prospects and prepare for productive first meetings.

  • Asset level vs. your client minimum
  • Service needs alignment with your expertise
  • Timeline and planning complexity
  • Decision-maker involvement
  • Reason for seeking new advisor
AI Score ExampleHigh Priority
96

Dr. Sarah & James Mitchell

$2.4M Assets • 8 Years to Retirement • Seeking New Advisor

"Physician couple, $2.4M investable + practice sale pending. Retiring in 8 years. Current advisor not responsive. Interested in tax-efficient withdrawal strategies. Both spouses involved in decisions."

How HeyIntake Works for Financial Advisors

From prospect inquiry to prepared meeting

1

Prospect Completes Intake

Potential clients provide financial snapshot, goals, and preferences before any meeting.

2

AI Qualifies & Prepares

Our AI identifies if they meet your minimums, flags complex situations, and helps prioritize.

3

Meet with Context

Enter every meeting knowing their situation, ready to discuss relevant strategies.

How Financial Advisors Use HeyIntake

Pre-Qualify by Assets

Know their investable assets before scheduling, ensuring they meet your minimum.

Assess Risk Tolerance

Document risk tolerance upfront with standardized questions.

Prioritize Hot Prospects

AI identifies prospects actively looking to make a change vs. just browsing.

Understand the Full Picture

Capture household income, assets, and goals before your first conversation.

Automate Scheduling

Qualified prospects can book directly into your calendar.

Track Your Pipeline

See all prospects from inquiry through onboarded client.

HeyIntake for Other Service Professionals

Explore how other industries use AI-powered intake forms

Have questions about HeyIntake for financial advisors?

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